Broker Check

Investment Fiduciary Services

ERISA Fiduciary Assistance

  • Compliance Monitoring assistance
  • Inventory of documentation
  • Legislative Updates

Assistance with Plan Design & Administration

  • Review plan design functionality
  • Plan demographic review
  • Plan administrative oversight

Plan Education Program

  • Needs assessment & goal setting
  • Feedback & recommendations provided based on track results
  • 404(c) compliance adherence assistance

Investment Fiduciary Services

  • Investment Co-Fiduciary of Plan
  • Investment Policy Statement (IPS) Review
  • Fund selection, monitoring & performance due diligence analysis

Have a Question?

Thank you!